What audit sample selection methods are supported?

The skill offers guidance on Random, Targeted (Judgmental), Haphazard, and Systematic selection methods, including specific sample size tables based on control frequency.

Can this skill classify audit deficiencies?

Yes, it provides criteria and indicators to help professionals distinguish between a standard deficiency, a significant deficiency, and a material weakness.

How does this skill help with SOX 404 compliance?

It provides structured frameworks for scoping, risk assessment, and documenting the design and operating effectiveness of internal controls over financial reporting.

Does this skill provide legal or professional audit advice?

No. This skill is a documentation and methodology aid. All testing workpapers and assessments must be reviewed and signed off by qualified financial professionals.

Audit Support & SOX Compliance

Name: Audit Support & SOX Compliance
Author: anthropics

byanthropics

•

8,000

•

보안 및 테스팅

Streamlines SOX 404 compliance workflows through standardized control testing, sample selection, and audit documentation guidance.

This skill provides specialized guidance for navigating the complexities of SOX 404 compliance and internal controls over financial reporting (ICFR). It assists financial professionals in developing robust testing methodologies, selecting statistically valid audit samples, and maintaining high-quality documentation standards for workpapers. By leveraging industry-standard frameworks for risk assessment and deficiency classification, it helps teams prepare for internal and external audits more efficiently while ensuring consistent evaluation of control effectiveness across various business cycles including Revenue, Inventory, and Financial Reporting.

주요 기능

01Statistical and non-statistical sample selection approaches including Random and Systematic methods

02Guidance on relevant financial assertions for key account types like Revenue and Fixed Assets

03Comprehensive SOX 404 control testing methodology and walkthrough guidance

04Framework for classifying control deficiencies, significant deficiencies, and material weaknesses

058,000 GitHub stars

06Standardized documentation requirements for audit workpapers and evidence collection

사용 사례

01Generating detailed testing workpapers for internal control assessments

02Determining appropriate sample sizes based on control frequency and risk levels

03Evaluating and classifying identified control gaps to assess potential impact on financial statements

What are Skills?·How to Install

Install with 🐟 Skill.Fish

npx skillfish add anthropics/knowledge-work-plugins audit-support

For use in Claude.ai and ChatGPT

Download Skill