Can I integrate my firm's specific model portfolios?

Yes, the skill is designed to map custom risk scores to your firm's specific model lineup, asset allocations, and investment rationales.

Is it compatible with existing wealthtech platforms?

The skill provides guidance for designing workflows and templates compatible with major platforms like Orion, Black Diamond, Nitrogen (Riskalyze), and MoneyGuidePro.

How does this skill help with SEC compliance?

The skill includes specialized checks for the SEC Marketing Rule, ensuring that performance presentations, fee disclosures, and suitability rationales meet regulatory standards.

What kind of financial projections can it create?

It guides the creation of Monte Carlo simulations and historical scenario analysis to help prospects visualize potential outcomes and risk levels.

Does it support 'Current vs. Proposed' comparisons?

Absolutely. It can analyze a prospect's current holdings to identify gaps in diversification, high expense ratios, or tax inefficiencies compared to the recommended portfolio.

Investment Proposal Generation

Name: Investment Proposal Generation
Author: JoelLewis

byJoelLewis

•

Productivity & Workflow

Generates comprehensive investment proposals including risk profiling, model portfolio recommendations, and regulatory compliance reviews.

This skill automates and guides the complex workflow of creating professional investment proposals for wealth management firms. It streamlines the process from initial risk assessment and current portfolio analysis to the generation of compliant documents featuring tiered fee illustrations, Monte Carlo projections, and asset allocation strategies. By providing a structured framework for suitability documentation and performance presentation, it helps advisors convert prospects into clients while maintaining strict adherence to SEC Marketing Rules and internal firm standards.

Key Features

01Compliance checking for SEC Marketing Rule and suitability requirements

02Monte Carlo and historical scenario performance projections

0318 GitHub stars

04Current vs. Proposed portfolio gap and transition analysis

05Multi-tiered fee illustrations and total cost of ownership modeling

06Automated risk profiling and model portfolio mapping

Use Cases

01Standardizing proposal templates and rationales across large, multi-advisor firms

02Analyzing the tax and cost impact of transitioning from existing holdings to a recommended model

03Converting prospects into advisory clients with data-driven, personalized recommendations

What are Skills?·How to Install

Install with 🐟 Skill.Fish

npx skillfish add joellewis/finance_skills proposal-generation

For use in Claude.ai and ChatGPT

Download Skill