Is it compliant with Reg BI and the USA PATRIOT Act?

The skill is designed with these regulations in mind, incorporating mandatory identity checks, OFAC screening, and suitability data collection steps.

Which custodians does this skill support?

It provides patterns for integrating with major custodian APIs including Schwab, Fidelity, and Pershing for automated account opening and funding.

How does this skill help reduce NIGO (Not In Good Order) rates?

It provides standardized templates and validation logic for document generation and data entry, ensuring all required fields are correctly populated before submission to custodians.

Does it handle identity verification?

It guides the integration of KYC/CIP database verification and document-based verification vendors like LexisNexis, Equifax, or Alloy.

Can I use this for complex entity accounts like Trusts or LLCs?

Yes, the skill includes specific guidance for beneficial ownership collection and documentation requirements for legal entities and various trust structures.

Client Onboarding & KYC Automation

Name: Client Onboarding & KYC Automation
Author: JoelLewis

byJoelLewis

•

生产力与工作流

Streamlines the design and implementation of digital client onboarding workflows, KYC/AML verification, and custodian integrations for financial firms.

This skill provides a specialized framework for building end-to-end client onboarding systems within the wealth management and advisory sectors. It guides developers and business analysts through the architectural complexities of prospect intake, identity verification (KYC/CIP), suitability data collection, and custodian API submissions. By leveraging this skill, users can significantly reduce 'Not In Good Order' (NIGO) rejection rates, automate e-signature workflows, and ensure rigorous compliance with regulatory standards such as Reg BI and the USA PATRIOT Act, supporting both advisor-assisted and self-service digital-direct models.

主要功能

0118 GitHub stars

02End-to-end workflow design from prospect intake to account funding

03Dynamic suitability questionnaire and risk profiling logic

04Support for complex account types including Trusts, Entities, and IRAs

05Automated KYC/CIP verification and OFAC/sanctions screening integration

06Custodian API connectivity patterns for Schwab, Fidelity, and Pershing

使用场景

01Integrating third-party identity verification vendors like LexisNexis or Alloy into account opening flows

02Reducing NIGO errors by automating document generation and CRM data pre-population

03Building a self-service digital-direct onboarding portal for a robo-advisor

What are Skills?·How to Install

Install with 🐟 Skill.Fish

npx skillfish add joellewis/finance_skills client-onboarding

For use in Claude.ai and ChatGPT

Download Skill